DTCC offers enhanced access to all important notices via a Web - based subscription service. The notification system leverages RSS Newsfeeds, providing significant benefits including real - time updates and customizable delivery. To learn more and to set up your own DTCC RSS alerts, visit http://www.dtcc.com/rss - feeds.aspx Non - Confidential Important Notice National Securities Clearing Corporation DTCC Public (White) A#: 93 74 P&S #: 89 4 7 Date: 01 / 05 /202 4 To: ALL PARTICIPANTS Attention: OPERATIONS PARTNER/OFFICER; MANAGER P&S DEPARTMENT; CASHIER; ACATS PARTICIPANTS; FUND/SERV PARTICIPANTS; MUNICIPAL BOND COMPARISON PARTICIPANTS From: ACCOUNT ADMINISTRATION Subject: CHANGES IN THE LIST OF PARTICIPANTS • The following firm will retire from all services, as detailed below: Last Trade Date, January 05, 2024 Foreside Fund Services, LLC/Euro Pacific Funds No. 2989 In connection with the above account retirement, another member firm will now assume this same number, as detailed below: • The following additional number has been assigned to UMB Distribution Services, LLC (#4854) for the purpose of utilizing Networking, Fund/SERV, ACATS Fund/SERV, MF Profile, Omni/SERV Activity & Position and DTCC Payment Axis services, as detailed below: First Trade Date, January 08 , 202 4 U MB Distribution Services, LLC/Euro Pacific Funds No. 2989 Contact: Michael Huism an Phone: (414) 299 - 2 242 • The following firm will retire from all services, as detailed below: Last Trade Date, January 08, 2024 Covenant Capital Investors, LLC No. 1434 • The following firm will change their name only, as detailed below: First Trade Date, January 08, 2024: From: Gen II Fund Services, LLC/Canyon Ozf Abernathy Lofts L.P. No. 18U2 To: Gen II Fund Services, LLC/Canyon Ozf Abernethy Lofts L.P. No 18U2 2 DTCC Public (White) • The following firm s will begin participation in the Alternative Investment Product service s , as detailed below: First Trade Date, January 10 , 202 4 SS&C Technologies, Inc./Star Mountain Strategic Credit Income Fund V, LP No. 193O SS&C Technologies, Inc./Star Mountain Strategic Credit Income Fund V No. 193Q (Offshore), LP Phoenix American Financial Services, Inc./Stirling Hotels & Resorts, Inc No. 1 90R Great Lakes Fund Solutions, Inc./American No. 1 90U • The following additional number has been assigned to Reliance Trust Company (# 4896 ) for the purpose of utilizing Fund/SERV, Networking and MF Daily Price & Rate services as detailed below: First Trade Date, January 0 8 , 2024: Reliance Trust Company/Atlas No. 1130 Contact: James Kramer Phone: ( 312 ) 557 - 3592 • Updates to the NSCC MPID Directory for OTC, Corporates, Municipals, and UITs, as detailed below: Clearing Broker Executing Broker Products OTC/CMU Alpha Numeric Alpha OTC Corp Muni UIT Name Change, Effective First Trade Date, January 0 4 , 202 4 From: U.S. CA Securities LLC NFSC 0226 USCA ✓ ✓ ✓ ✓ To: USCA Securities LLC NFSC 0226 USCA ✓ ✓ ✓ ✓ Delete Last Trade Date, January 03, 2024 Virtu Americas LLC NFSC 0226 ITGF ✓ ✓ ✓ Delete Last Trade Date, January 04 , 202 4 A ET Investment Services, LLC IBKR 0534 AETL ✓ Drivewealth Institutional, LLC IBFS 0824 TTUC ✓ Drivewealth Institutional, LLC ICBC 0824 TTUC ✓ ✓ T3 Trading Group, LLC IBFS 0824 TTTI ✓ SVB Wealth Advisory, Inc. NFSC 0226 SVBW ✓ ✓ ✓ Add First Trade Date, January 03, 2024 Spire Securities, LLC NFSC 0226 SPLC ✓ Avantax Investment Services, Inc. NFSC 0226 HDVS ✓ Cavu Securities LLC PERS 0443 PTCM ✓ Arbor Research & Trading, LLC MIRA 1043 ARTI ✓ ✓ Arbor Research & Trading, LLC MIRA 1043 CLRT ✓ Add First Trade Date, January 04, 2024 CFD Investments, Inc. NFSC 0226 CFDI ✓ 3 DTCC Public (White) Add First Trade Date, January 05, 2024 Howden Tiger Capital Markets & Advisof LLC RBCD 0235 HTCM ✓ ✓ ✓ ✓ Valley National Investments, Inc. NFSC 0226 VALI ✓ Add First Trade Date, January 08, 2024 AET Investment Services, LLC PFCL 0158 AETL ✓ Thoroughbred Financial Services, LLC NFSC 0226 TBRD ✓ Estrada Hinojosa & Company, Inc. RBCD 0235 HINO ✓ ✓ ✓ Instinet, LLC SHMR 0695 INAM ✓ Add First Trade Date, January 12, 2024 Cavu Securities LLC PERS 0443 CAVU ✓ ✓ ✓ Add First Trade Date, March 01, 2024 C&C Trading L.L.C. GSCO 0005 XCNC ✓ ✓ ✓ If you have any questions regarding this notice, plea se E - mail NSCCAA@DTCC.com