Providing Solutions. INDEX WHO WE ARE WHY AIS FACTS AND FIGURES AIS PRODUCT OFF I STRUCTURED PRODUCTS PHOENIX AKOURA FUNDS AIS GLOBAL SPORTS LENDING ALKEN ASSET MANAGEMENT KATCH INVESTME SECURITIZATION VEHICLE PRE IPO INVESTMENTS AIS LUXEMBOURG SICAV OUR OFFICES LEGAL DISCLAIMER WHO WE ARE WHY AIS FACTS AND FIGURES AIS PRODUCT OFFERING STRUCTURED PRODUCTS PHOENIX AKOURA FUNDS AIS GLOBAL SPORTS LENDING ALKEN ASSET MANAGEMENT KATCH INVESTMENT GROUP NOMURA AIS Financial Group is an independent client service-oriented investment entity. We provide advice on investment solutions with a special focus on structured products, investment funds and securitization solutions. WHO WE ARE PRIVILEGED NETWORK CONSTANT AND PERSONAL CONTACT ADDED VALUE TO OUR PARTNERS SHARED INTERESTS WHY AIS Products linked to equity, indexes, ETFs, credit, rates, commodities, funds, and FX. Issuers: +35 4 Locations: +3,000 Trades: Number of employees: +50 Over countries. $2.5 bn structured products in more than 30 FACTS AND FIGURES - 2022 FACTS AND FIGURES 2016 2017 2018 2019 1200 2400 400 1600 800 2000 0 2020 2021 Year USD Million NOTIONAL TRADED BY YEAR: USD 2.5 billion of structured notes. PANAMA BAHAMAS SPAIN SWITZERLAND 2022 2800 AIS PRODUCT OFFERING STRUCTURED PRODUCTS Our extensive network of agreements with issuers of structured products allows us to provide our clients with a wide range of investment opportunities. PHOENIX monitor PHOENIX PLATFORM Home My Products Have a glimpse of your portfolio with summarized information about your active products, next observations, notional invested and total mark-to market data. See graphs showing your exposure to different issuers and product types. Monitor all your products with information about upcoming events. Anticipate expected coupon payments, early redemptions and maturities based on most recent market data. Product Secondary Market PHOENIX PLATFORM Delve into any product to have a closer look at all its characteristics and underlying performances. Check all past and upcoming observations to track the product life cycle. Get an insight of all products traded in the last couple of months to get ideas and market colour of our products. Filter by numerous parameters to make an accurate search of products that meet your investment criteria. AKOURA PRICER Aggregated quotes from several issuers in a few minutes. AKOURA PRICER Browse among ideas suggested by our structuring team and get indicative quote witn just one click. Pricing history allows to refresh the price of your past search, with no need to enter all the details again. FUNDS Alken Asset Management Katch Investment Group Nomura AIS Financial Group is also a third party distributor of selected Asset Managers, offering a large spectrum of investment opportunities to out clients. Furth more, er we expanded our Funds business by launching our AIS Global Sports Lending first in-house thematic foud with a specific focus on Sports Lending. AIS FINANCIAL GROUP Category: Senior Secured Private Debt with collateral. Exclusively Tier 1 clubs in Latam, Europe and USA. Clubs: Exposure in private debt issuances of football clubs primarily through collatera- lized loans between selling clubs in Latin America and buying clubs in Europe or the US (MLS). Investment Strategy: First collateral is always a TIER 1 club in Europe or the USA (regulated by FIFA and the potential sanctions it may take). Second collateral are the TV rights as- sociated to the selling club in Latam (Fox News in Argentina for example). Collaterals: Uncorrelated to both Fixed Income and Equity markets, diversifying element for any portfolio, access to a very liquid and growing market with very high entry barries. What is different with competition? SICAV-RAIF in Luxemburg, partnering with strong names (Creand, MC Square). Fund Structure: Quarterly, with 90 days notice period. Liquidity: Gl rts Lending AIS AIS Global Sports Lending ALKEN ASSET MANAGEMENT Category: Pan European Active Blend Equity Nicolas Walewski (PM principal), Marc Festa (Co-PM). At least 75% invested in companies whose head quarters are in the EU. Bottom-up, selection of companies with a macro approach with a medium/long horizon approach. Low with regards to names. The rotation in the main names of the portfolio is low since these positions have been constructed with time where there is a clear upside potential due to an attractive Price and better fundamentals. Thorough investigation of the companies it is invested, positions in the mid to long term. Managers: Investment Universe: Focus: Style: Rotation: What is different with competition? Category: Global Corporates Flexible Antony Vallée and Robin Dunmall (both joined from JP having previously managed together the same strategies at JP for more than 10 years). Low duration of 3 years on average with a bigger focus on the corporate risk factors. Managers: Low Duration: Volatility: Fixed Income values (corporates, low delta / convertibles that behave more like bonds, hybrids) always issued by listed companies, never invested in COCOS. Investments Instruments: Combines high yield and corporates based on the risk/return of each issuer. Average credit rating is BB +. Credit Quality: A concentrated portfolio that is built using a consistent bottom-up process in order to identify the most attractive debt instrument issued by the most attractive companies for the team. The ESG approach through integration and the use of Low Delta convertibles are two differentiating factors versus other funds competing in the same space. What is different with competition? Típically lower than 3%. Alken Fund Income Opportunities Alken European Opportunities Flexible, no restrictions, 50% concentrated in the first 10 positions, no restrictions by sectors nor countries. KATCH INVESTMENT GROUP Who: Katch Investment Group is a private debt boutique focusing on niche short term loans combining attractive returns with a solid protection via strong collaterals and guarantees. This solid risk/adjusted returns come from the fact that the traditional lenders like Banks niche sectors where there is less competence with very good risk-adjusted returns. Senior Secured Private Debt with collateral. With 45 days notice period. Partners, Fuchs AM). USD / EUR; Institutional / Retail, Accumulation / Distribution. Investment Strategy: Category: Monthly Liquidity: Fund Structure: Share Classes: The three main strategies are: Real Estate Bridge Financing, Direct Lending and Factoring. SICAV-RAIF in Luxemburg, partnering with strong names (KPMG, Creand, Circle Category: US High Yield Manager: Steve Kotsen. Overview: Combination of top down and bottom-up analysis is used to identify high yield issuers with strong and improving credit fundamentals. Investment Universe: Fixed Income both corporate and high yield issuers from the US. What is different with competition? The unique research process revolves around identifying and investing in what they believe to be “Strong Horse” companies. Firms that can carry their debt loan through good times and bad, exhibit the potential to de-lever their balance sheets, generate between 250-375 issues. Category: Manager: Richard Hodges, an industry veteran of more than 30 years experience. Unconstrained Global Fix Income Overview: risk control. Investment Universe: Strategic, long-term physical bond holdings combined with shorter-term risk hedging. Unconstrained go anywhere approach able to invest across a wide range of Fixed Income securities and a broad geographical remit. Agile asset allocation leveraging on the skills of Nomura Asset Managements global team of 100 Fixed Income professionals. NOMURA Nomura US High Yield Nomura Global Dynamic Bond Fund What is different with competition? Category: Japanese Equity Index: TOPIX Manager: Shintaro Harada. Overview: The investment objective is to construct a concentrated portfolio of Best ideas aiming to capture stock appreciation combined with the long-term sustainable growth of shareholders equity. Nomura ́s concentrated and unconstrained approach is bottom-up within a disciplined and repeatable framework and supported by extremely large research resources. Large Cap market bias with no sector constraints and with a long term investment horizon. Investment Universe: Fund invests exclusively in Japanese equities. Concentrated portfolio of 25-40 companies. What is different with competition? on-the-ground in Japan. Over 30 Research professionals- dedicated sector analysts, small cap analysts and ESG specialist. Proven, repeatable process focused on strength and growth driving high-sustainable ROE. Nomura Japan High Conviction Fund Category: Global Equities Unconstrained Index: MSCI ACWI Manager: Multiple. Overview: A highly concentrated, unconstrained global equity strategy. The approach is bottom-up seeking to invest in quality compa- nies trading at a discount to intrinsic value. Nomura Global High Conviction Fund Investment Universe: Global Equities. What is different with competition? can be achieved with around 20 stocks. Disciplined-Discounted cash Flow model and team scrutiny mitigates behavioural biases. Managing the risk of unintended exposures and stock correlation is an integral part of portfolio construction. NOMURA The Advantages: These can be as varied as: Digital Assets Receivables Debt Shares Intellectual property (Art pieces) Infrastructure projects Real Estate Structured Notes Structured Products, Private Equity, Private Debt, Real Estate... Private Markets Crypto-currencies, DeFi, Tokens, Automated Strategies, Digital Markets Equity, Derivatives, Bonds, FX, Commodities... Public Markets All Asset classes Clients AIS Investment Strategy Management Strategy Distribution Setup and maintenance of Issuance Plat- form, Paying Agent, Brokers, Custodians, Storage Providers Structuring of products Termsheets, documentation Secondary market, listing Lifecycle management Valuation (Daily, Weekly, Monthly, etc) Price contribution (SIX, Bloomberg etc.) Appealing and transparent fee structure. Fast set-up. Segregated cells, no issuer risk. Swiss ISIN (registered on SIX) listable upon request. SECURITIZATION VEHICLE Highly flexible structure facilitating a large investment univer se. PRE IPO INVESTMENTS In the search of innovation and premium offering, AIS partnered with specialized investment companies to give our clients investment access at different stages of venture capital funding. This enables AlS' clients to participate in the select club of pre IPO market.