Financial Services Guide (Adviser Profile) Version 1.1 commencing 08 September 2020 This adviser profile should be read in conjunction with the Shartru Wealth Management Pty Ltd Financial Services Guide. It’s a snapshot of who I am & it sets out my contact details, professional details, the services and products I provide and how I am paid. You can contact me using the details below. ADS Capital Pty Ltd trading as ADS Capital Corporate Authorised Representative Number 1258592 ACN: 621 174 712 ABN: 33 621 174 712 Address: 7 Morgan Close, Prairiewood, NSW 2176 Mobile: 0433 687 366 Email: [email protected] I have the following qualifications Anthony Di Pizio, Authorised Representative Number 1266419 ● Bachelor of Commerce (Securities, Managed Investments & Derivatives) ● General Advice – Tier 1 Securities ● General Advice – Tier 1 Derivatives Services Shartru Wealth can advise you on Please refer to page 2 of the FSG. Products I can offer you I am authorised to provide General advice on and deal in the following financial products: Authorised Financial Products Anthony Di Pizio Interests in managed investment schemes including: (a) investor directed portfolio ✔ services; Securities ✔ Deposit and payment products limited to: (a) basic deposit products; (b) deposit ✔ products other than basic deposit products; What is General advice General advice does not take into account your goals, objectives, financial situation or needs. You should consider whether the advice is suitable for you and your personal circumstances. Shartru Wealth Management Pty Ltd has authorised your adviser to distribute this Financial Services Guide (Adviser Profile) to you. Page 1 of 2 How will I charge you for the service? I provide clients with a choice of paying a fixed fee for equities research or allowing me to receive commission from the referral broker that is recommended. A combination of these methods of payment for my services may also be the case. Service Fees Anthony Di Pizio Hourly rate (or part thereof) $5 USD per stock research report for non-clients Do I receive remuneration, commission, fees or other benefits in relation to providing the financial services or assistance to you and how is that calculated? 1. All fees are paid initially to Shartru Wealth Management (Licensee). Shartru Wealth passes on 100% of all fees received to ADS Capital. 2. I may receive a salary & distribution of profits from ADS Capital. 3. When I refer customers to SelfWealth or CMC Markets Stockbroking, I will receive an AU$50 or 1% + GST (whichever is greater) commission per trade for any transactions placed on the account into perpetuity. 4. Neither ADS Capital nor I receive conflicted remuneration. Do I have any Referral Arrangements in place or potential Conflicts of Interest? 1. I may hold positions in Australian & US shares in which I provide ‘General advice’. 2. ADS Capital and I do not own shares in Shartru Wealth. Shartru Wealth Management Pty Ltd has authorised your adviser to distribute this Financial Services Guide (Adviser Profile) to you. Page 2 of 2
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