How to Prepare for FINRA Series 82 Exam? FINRA Private Securities Offerings Representative Exam Summary: Vendor FINRA Exam Code Series 82 Full Exam Name FINRA Private Securities Offerings Representative Exam Number of Questions 50 Sample Questions FINRA PR Exam Sample Questions and Answers Practice Exam FINRA Series 82 - Private Securities Offerings Representative Exam Practice Test Passing Score 70% Time Limit 90 Minutes Series 82 Certification Syllabus: Syllabus Topics: Seeks Business for the Broker - Dealer from Customers and Potential Customers - 50% Opens Accounts After Obtaining and Evaluating Customers’ Financial Profile and Investment Objectives - 18% Provides Customers with Information About Investments, Makes Recommendations, Transfers Assets and Maintains Appropriate Records - 26% Series 82 Study Guide: ● Know about FINRA Private Securities Offerings Representative Exam book details. ● Go through FINRA Series 82 exam syllabus. ● Go through FINRA Private Securities Offerings Representative Exam sample questions. This will give you a clear idea about the real exam. ● Enroll for Series 82 practice test on ProcessExam.com. ● Identify your weak areas from Series 82 sample exam and do more practice with system. [ Note : Sample Questions details are Given in the Description of the Video .] FINRA Private Securities Offerings Representative Exam Sample Questions Que.: 1. In a private placement, a firm agrees to market securities on a best - efforts basis without purchasing them. What role is the firm performing? Options: a) Transfer agent b) Issuer c) Placement agent d) Clearing firm Answer: c) Placement agent Que.: 2. A customer states an objective of capital preservation. Which private placement characteristic would raise the greatest concern? Options: a) Speculative business model b) Accredited investor requirement c) Use of Regulation D d) Long holding period Answer: a) Speculative business model Que.: 3. Why must documentation provided to customers be consistent? Options: a) To reduce printing costs b) To satisfy issuer marketing c) To accelerate settlement d) To avoid confusion and misleading information Answer: d) To avoid confusion and misleading information Que.: 4. A firm is marketing a Regulation D private placement to potential investors. Which marketing practice would generally be prohibited? Options: a) Limiting offers to accredited investors b) Using general solicitation without an applicable exemption c) Providing a private placement memorandum d) Requiring execution of a confidentiality agreement Answer: b) Using general solicitation without an applicable exemption Que.: 5. Before accepting any private placement subscription, a broker - dealer must establish a customer account. Which action is required as part of this process? Options: a) Obtaining the issuer’s approval of the investor b) Delivering the private placement memorandum after closing c) Filing a Form D on behalf of the issuer d) Collecting and maintaining customer account information Answer: d) Collecting and maintaining customer account information Unique Features Continued.... ● ProcessExam.com has provided good quality Series 82 sample questions. ● One can go through the Private Securities Offerings Representative Exam sample questions before buying the Series 82 online practice test. ● One can take unlimited attempts to practice from the Series 82 practice test. ● It is available for two months. ● A candidate is able to measure his speed from the online practice test. ● Best Series 82 book links are also provided on the website syllabus page. Description is given below. Unique Features Continued.... ● If a candidate wants to know about Private Securities Offerings Representative Exam training detail, our website provides information about that too. ● A candidate is able to know about his performance depending on the result section of Private Securities Offerings Representative Exam online test. ● Marks obtained could be a motivator factor to prepare more or less depending on the result. ● Last but not the least, we have a money back policy in our website,that makes us really unique. ● Testimonials written on the website, could be helpful to choose our website, as these are shared by our valuable users, who availed our online practice test. To Know More about FINRA Series 82 Certification Get more details in the Description VISIT www.processexam.com