STIPULATION AND [PROPOSED] CASE MANAGEMENT PLAN Master Case No. 3:20-cv-05949-VC 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 Reed R. Kathrein (139304) Lucas E. Gilmore (250893) H AGENS B ERMAN S OBOL S HAPIRO LLP 715 Hearst Avenue, Suite 202 Berkeley, CA 94710 Telephone: (510) 725-3000 Facsimile: (510) 725-3001 reed@hbsslaw.com lucasg@hbsslaw.com Lead Counsel for Plaintiffs [Additional counsel on signature page] Neal R. Marder Joshua A. Rubin A KIN G UMP S TRAUSS H AUER & F ELD LLP 1999 Avenue of the Stars, Suite 600 Los Angeles, CA 90067 Telephone: (310) 229-1000 Facsimile: (310) 229-1001 nmarder@akingump.com rubinj@akingump.com Counsel for Defendants Steven J. Boyd, Keith Maher, M.D., Armistice Capital, LLC, and Armistice Capital Master Fund, Ltd UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF CALIFORNIA SAN FRANCISCO DIVISION In re VAXART, INC. SECURITIES LITIGATION This Document Relates to: ALL ACTIONS Master Case No.: 3:20-cv-05949-VC CLASS ACTION Hon. Vince Chhabria STIPULATION AND [PROPOSED] CASE MANAGEMENT PLAN Case 3:20-cv-05949-VC Document 310 Filed 08/17/23 Page 1 of 4 - 1 - STIPULATION AND [PROPOSED] CASE MANAGEMENT PLAN Master Case No. 3:20-cv-05949-VC 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 Lead Plaintiffs Wei Huang and Langdon Elliot and Additional Plaintiff Ani Hovhannisyan (“Plaintiffs”), along with Defendants Armistice Capital, LLC (“Armistice Capital”), Armistice Capital Master Fund, Ltd. (“Master Fund”), Steven J. Boyd (“Boyd”), and Keith Maher (“Maher”) (collectively, the “Armistice Defendants”), by and through counsel, hereby agree and stipulate to the following [Proposed] Case Management Plan for this action. This Plan adds additional deadlines on top of those set by this Court during the July 14, 2023 case management conference. See Dkt. No. 307. 1 Prior to either party moving for summary judgment or summary adjudication, the parties shall meet and confer on a proposed briefing schedule. If the parties cannot agree on a schedule, then the parties shall submit competing proposed schedules to the Court. EVENT DATE Substantial Completion of Party Document Discovery October 20, 2023 Amended Pleadings November 1, 2023 Further Case Management Statement Due (including the parties’ position on whether an early motion for summary judgment is appropriate) January 12, 2024 Further Case Management Conference January 19 , 2024 Motion for Class Certification Class Certification Motion (including expert reports, if any) December 1, 2023 Class Certification Opposition (including expert reports, if any) January 26, 2024 Class Certification Reply (including supporting rebuttal reports, if any) March 7, 2024 Class Certification Hearing March 21, 2024 Fact Discovery Cutoff May 8, 2024 Merits Expert Designations and Initial Reports May 8, 2024 Rebuttal Experts June 7, 2024 Last Day for Dispositive Motions to be Heard September 19, 2024 1 Expert Discovery Cutoff November 1, 2024 Daubert motions not submitted with dispositive motions December 2, 2024 Motions in Limine December 13, 2024 Oppositions to Motions in Limine (including Daubert ) December 20, 2024 Case 3:20-cv-05949-VC Document 310 Filed 08/17/23 Page 2 of 4 - 2 - STIPULATION AND [PROPOSED] CASE MANAGEMENT PLAN Master Case No. 3:20-cv-05949-VC 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 IT IS SO STIPULATED. Dated: August 10, 2023 Respectfully submitted, H AGENS B ERMAN S OBOL S HAPIRO LLP /s/ Reed R. Kathrein Reed R. Kathrein (139304) Lucas E. Gilmore (250893) 715 Hearst Avenue, Suite 202 Berkeley, CA 94710 Telephone: (510) 725-3000 Facsimile: (510) 725-3001 reed@hbsslaw.com lucasg@hbsslaw.com H AGENS B ERMAN S OBOL S HAPIRO LLP Steve W. Berman ( pro hac vice ) 1301 Second Avenue, Suite 2000 Seattle, WA 98101 Telephone: (206) 623-7292 Facsimile: (206) 623-0594 steve@hbsslaw.com H AGENS B ERMAN S OBOL S HAPIRO LLP Raffi Melanson ( pro hac vice ) 1 Faneuil Hall Sq 5th Floor Cambridge, MA 02142 Telephone: (708) 628-4966 Facsimile: (708) 628-4950 raffim@hbsslaw.com Lead Counsel – and – S COTT +S COTT A TTORNEYS A T L AW LLP John T. Jasnoch (281605) 600 W. Broadway, Suite 3300 San Diego, CA 92101 Telephone: (619) 233-4565 Facsimile: (619) 233-0508 jjasnoch@scott-scott.com A KIN G UMP S TRAUSS H AUER & F ELD LLP /s/ Neal R. Marder Neal R. Marder (126879) Joshua A. Rubin (308421) Sina Safvati (313287) 1999 Avenue of the Stars, Suite 600 Los Angeles, CA 90067 Telephone: (310) 229-1000 Facsimile: (310) 229-1001 nmarder@akingump.com rubinj@akingump.com ssafvati@akingump.com Counsel for Defendants Steven J. Boyd, Keith Maher, M.D., Armistice Capital, LLC, and Armistice Capital Master Fund, Ltd. EVENT DATE Pretrial Conference January 7, 2025 Jury Selection/Trial January 21, 2025 (Moved due to Monday holiday) Case 3:20-cv-05949-VC Document 310 Filed 08/17/23 Page 3 of 4 - 3 - STIPULATION AND [PROPOSED] CASE MANAGEMENT PLAN Master Case No. 3:20-cv-05949-VC 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 S COTT +S COTT A TTORNEYS A T L AW LLP William C. Fredericks ( pro hac vice ) Jeffrey P. Jacobson ( pro hac vice ) The Helmsley Building 230 Park Avenue, 17th Floor New York, NY 10169 Telephone: (212) 233-6444 Facsimile: (212) 233-6334 wfredericks@scott-scott.com jjacobson@scott-scott.com T HE S CHALL L AW F IRM Brian J. Schall (290685) 1880 Century Park East, Suite 404 Los Angeles, CA 90067 Telephone: (310) 301-3335 Facsimile: (310) 388-0192 brian@schallfirm.com Additional Counsel ATTESTATION PURSUANT TO CIVIL LOCAL RULE 5-1(I)(3) I, Reed R. Kathrein, am the ECF User whose identification and password are being used to file this STIPULATION AND [PROPOSED] CASE MANAGEMENT PLAN. In compliance with Civil Local Rule 5-1(i)(3), I hereby attest that all signatories have concurred in this filing. Dated: August 10, 2023 By: /s/ Reed R. Kathrein REED R. KATHREIN [PROPOSED] ORDER PURSUANT TO THE STIPULATION, IT IS SO ORDERED Dated: _________________, 2023 ______________________________ VINCE CHHABRIA United States District Judge August 17 U N I T E D S T A T E S D I S T R I C T C O U R T N O R T H E R N D I S T R I C T O F C A L I F O R N I A IT IS SO ORDERED AS MODIFIED Judge Vince Chhabria Case 3:20-cv-05949-VC Document 310 Filed 08/17/23 Page 4 of 4