C O M P L I A N C E L E A R N I N G P L A T F O R M Compliance Training Software for UK Financial Services Simplify Regulatory Training. Reduce Risk. Stay Audit - Ready. Banking Insurance Investment Mgmt Wealth Mgmt www.ekhool.com Empowering Learning for Regulated Industries e - KHOOL is an AI - powered cloud Learning Management System designed to help regulated organisations deliver, manage and track compliance training through one centralized platform. K E Y C A P A B I L I T I E S Compliance Training Learning Paths Certification Management Assessments Reporting Learning Analytics Automated Notifications Mobile Learning Compliance Is a Business Priority Financial organisations operate in one of the world’s most regulated industries. Keeping employees informed about regulatory requirements, internal policies and ethical standards is essential for reducing risk and maintaining trust. 6 Regulated sectors served by one centralized learning platform UK Financial Services Banking Insurance Investment Management Wealth Management Financial Advisory FinTech Today's Compliance Challenges Managing Mandatory Training Keeping Pace With Changing Regulations Manual Compliance Tracking Certification Renewals Limited Reporting Visibility Preparing for Audits Hybrid Workforce Learning Policy Awareness Administrative Workload R E G U L A T O R Y F O C U S Compliance Priorities by Industry BANKING INSURANCE INVESTMENT MGMT WEALTH MGMT • Anti - Money Laundering (AML) • Conduct Risk • Market Abuse Prevention • Client Suitability • Fraud Prevention • Product Governance • Investment Governance • Financial Crime Prevention • Customer Due Diligence (CDD) • Claims Compliance • Ethics & Professional Conduct • Client Confidentiality • Operational Risk • Customer Fairness • Conflicts of Interest • Advisory Standards • Data Protection • Data Privacy • Risk Management • CPD • Cybersecurity Awareness • Regulatory Training • Regulatory Updates • Ethical Conduct Different compliance priorities. One centralized learning platform. A P P L I E D A C R O S S F I N A N C I A L S E R V I C E S Industry Use Cases Banking • Mandatory compliance training • AML • Fraud prevention • Cybersecurity • Internal policies Insurance • Claims compliance • Conduct risk • Product knowledge • Policy updates • Customer outcomes Investment Management • Market conduct • Investment governance • Risk awareness • Ethics • Professional conduct Wealth Management • Suitability • Client confidentiality • Financial crime prevention • Adviser development • CPD Compliance Learning Journey Regulatory Requirement 1 Course Creation 2 Learner Assignment 3 Training Delivery 4 Assessment 5 Certification 6 Progress Tracking 7 Analytics 8 Audit Ready 9 P L A T F O R M C A P A B I L I T I E S Key Platform Features Learning Paths Course Management Compliance Tracking Assessments Certificates Automated Notifications Reporting Dashboard Learning Analytics Role Management SCORM Mobile Learning Multi - language Support AI - Powered Recommendations Business Benefits Improve Compliance Visibility Reduce Administrative Workload Increase Training Completion Simplify Certification Tracking Accelerate Onboarding Standardize Learning Improve Audit Readiness Support Continuous Professional Development Departments That Benefit Compliance Team Mandatory learning HR Onboarding L&D Training delivery Risk Policy awareness Operations Standardization IT Security awareness Leadership Analytics & reporting T H E e - K H O O L A D V A N T A G E Why e - KHOOL Cloud - Based LMS AI - Powered Learning Role - Based Learning Enterprise Security Learning Analytics Compliance Reporting Automated Certification Tracking Scalable Architecture Easy Administration Dedicated Customer Support R E A L - T I M E V I S I B I L I T Y Compliance Dashboard e - KHOOL · Compliance Dashboard Overview Departments Certificates Risk Alerts Analytics 94% Completion Rate 12 Overdue Training 1,284 Certificates Issued 3 Risk Alerts Department Progress Compliance Risk Operations HR IT Manager Dashboard — Risk Alerts AML refresher overdue — Retail Banking Q3 certifications complete — Insurance Policy attestation pending — Wealth Mgmt Real - time visibility into compliance performance across your organisation. M E A S U R A B L E O U T C O M E S Business Impact Faster Employee Onboarding Improved Training Completion Reduced Administrative Effort Strengthened Audit Readiness C O N T I N U O U S I M P R O V E M E N T C Y C L E Train Assess Track Improve Repeat 13 L O N G - T E R M V A L U E Build a Culture of Compliance Continuous learning helps financial organisations: Adapt to regulatory change Reduce operational risk Improve employee accountability Support ethical decision - making Maintain consistent standards Strengthen customer trust Continuous Learning Adapt Reduce Risk Accountability Ethics Consistency Trust Ready to Simplify Compliance Training? Empower your workforce with a centralized compliance learning platform designed for modern financial organisations. Book a Demo sales@ekhool.com • www.ekhool.com Banking · Insurance · Investment Management · Wealth Management